New York Stock Exchange (NYSE) Regulation - Disciplinary Actions

Contains records of over 4,000 individuals and entities that violated NYSE rules and applicable federal laws. Includes actions from NYSE, NYSE Arca, and NYSE Amex.

Data fields: Decision Number, Announcement Date, Name, Position, Case Type.

Office of the Comptroller of the Currency (OCC) - Enforcement Actions

Includes enforcement actions taken against individuals affiliated with financial institutions for violations of laws, regulations, or unsafe practices.

Note: Date of birth is not available in this dataset.

Office of Foreign Assets Control (OFAC) - Specially Designated Nationals (SDN) List

Names individuals, entities, and organizations sanctioned by the U.S. for threatening national security and foreign policy interests. Includes narcotics traffickers, terrorists, and others.

DOB availability: Present in ~45% of records.

Health and Human Services Office of Inspector General (OIG) - Exclusion List

Lists over 43,000 individuals excluded from Medicare, Medicaid, and other federal health programs since 1980.

Fields may include: Name, Address, DOB, Classification, Specialty, Exclusion Type/Date, Reinstatement Date.

OIG - Most Wanted Health Care Fugitives

Identifies individuals currently listed as OIG fugitives.

Fields: Name, DOB, Height, Weight, Status, Summary.

FDA - Disqualified/Restricted Clinical Investigators

Lists over 180 investigators disqualified or restricted due to regulatory violations or submission of false information. Disqualified individuals are barred from receiving investigational drugs, biologics, or devices.

Office of Research Integrity - Administrative Actions

Lists 39 individuals subject to administrative actions by the Office of Research Integrity for research misconduct.

Fields: Name, Institution, City, State, Action Dates, Comments.

Office of Thrift Supervision (OTS) - Enforcement Actions

Directory of enforcement actions against officers, directors, and controlling parties of thrift institutions for violations or unsafe practices.

U.S. Department of Labor - Forced and Child Labor List

Identifies countries involved in the production of goods using forced or child labor.

Fields: Country, Product, Child Labor, Forced Labor.

U.S. Treasury - Primary Money Laundering Concerns

Lists jurisdictions and financial institutions designated under Section 311 of the USA PATRIOT Act for money laundering risks.

Fields: Name, Finding Date, Rulemaking Dates, Final Ruling, Rescinded Date.

Commodity Futures Trading Commission (CFTC) - Disciplinary Actions

Includes individuals or firms with unpaid reparations, suspended registrations, or administrative sanctions.

Fields: Name, Alias, Docket Number, NFA ID, Address, Effective Date, Judgment Details.

Department of Commerce - Denied Persons List

Lists individuals and entities whose export privileges have been revoked or denied under federal order.

Department of State - Foreign Terrorist Organizations

Organizations designated under section 219 of the Immigration and Nationality Act as engaging in terrorism.

Fields: Name, Alternate Names, Designation Date, Comments.

Department of State - Nonproliferation Sanctions

Sanctions imposed for involvement in the proliferation of weapons or related technologies.

Fields: Name, Sanctioned By, Sanction Type, Dates, Federal Register Info.

Department of State - Terrorist Exclusion List

Entities and individuals excluded from entering the U.S. for terrorist affiliations.

Fields: Name, Alternate Name, Exclusion Date, Comments.

GSA - Excluded Parties List (SAM)

More than 93,000 parties excluded from federal procurement or non-procurement programs due to violations or misconduct.

Fields: Name, Address, Alias, Offense Code, Agency Contact, Exclusion Terms.

DEA - Administrative Actions Against Doctors

Details administrative actions against medical professionals for DEA violations.

Fields: Name, Profession, Action Type, Register Number, Action Date, Description.

DEA - Criminal Cases Against Doctors

Lists criminal cases involving physicians prosecuted with DEA involvement.

Fields: Name, Age, Address, Conviction/Arrest Date, Offense, Status, Remarks.

Directorate of Defense Trade Controls - Debarred Parties

Individuals convicted of violating the Arms Export Control Act (AECA), barred from exporting defense articles or services.

FDA - Debarment List

Includes individuals convicted of felonies related to drug development or approval, and those restricted from investigational product use. Subset of: FDA Disqualified/Totally Restricted List.

FDA - Warning Letters

Issued to companies or individuals violating FDA regulations, with instructions for corrective action.

Fields: Name, Issue Date, Agency, Subject, Response/Closeout Dates.

FDIC - Enforcement Decisions and Orders

Full-text decisions involving violations of financial regulations, breaches of fiduciary duty, or unsafe practices.

Fields: Name, Dates, Institution, Action, Document Numbers.

FDIC - Failed Bank List

Contains information on nearly 100 failed banks.

Fields: Bank Name, City, State, Certification Number, Closure Date.

Federal Reserve Board - Enforcement Actions

Actions taken for regulatory violations, including cease and desist orders, civil penalties, and removal orders.

Fields: Name, Institution, Location, Effective and Termination Dates.

FinCEN - Enforcement Actions

Covers actions for violations of the Bank Secrecy Act regarding reporting and recordkeeping.

Fields: Name, Action Type, Date, Matter Number.

FINRA - Disciplinary Actions

Lists firms and individuals penalized for violating securities laws or FINRA/MSRB rules.

Fields: Name, Action Type, CRD Number, Position, Address, Case Number, Date.

Fugitive Lists

Includes nearly 1,500 fugitives from multiple agencies (FBI, DEA, U.S. Marshals, etc.).

Fields: Name, Aliases, Birthplace, Residence.

HRSA - HEAL Defaulted Borrowers

Individuals who defaulted on Health Education Assistance Loans and were excluded from Medicare.

Fields: Name, City, State, Amount Due, Discipline, School, Graduation Date.

HUD - Limited Denials of Participation

Identifies parties barred from HUD programs for noncompliance.

Fields: Name, Address, Disqualification Reason, Dates, Office.

ICE - Most Wanted

Individuals wanted by Immigration and Customs Enforcement for serious crimes.

Fields: Name, Aliases, Physical Description, Offenses, Warrant Info.

MIPT - Terrorism Knowledge Base

Historical data on terrorist incidents, organizations, and trials spanning 35+ years.

Fields: Alias, Group, Role, Location, Education, Marital Status.

NCUA - Administrative Orders

Lists enforcement orders issued under the Federal Credit Union Act.

Fields: Name, Credit Union Relation, Institution Name, Docket Number.

NCIS - Most Wanted Fugitives

Current fugitives wanted by the Naval Criminal Investigative Service.

Fields: Name, DOB, Description, Offense.

Politically Exposed Persons (PEP) List

Published by the CIA, contains individuals holding or linked to high-level political roles, including those from unrecognized regimes.

Fields: Position, Holder, Country.

SEC - Enforcement Actions

Details federal court actions brought by the Securities and Exchange Commission.

Fields: Name, Release Date, Release Number.

TRICARE - Sanctions List

Healthcare providers barred from TRICARE due to violations or sanctions.

Fields: Name, Address, Facility, Offense, Action Taken, Notice Date, Term.

America’s Most Wanted - Fugitive List

Contains individuals currently listed as America’s Most Wanted.

Fields: Name, Age, Description, Last Known Location, Offense, Prior Convictions.

United Nations - Consolidated Sanctions List

Includes individuals and entities subject to United Nations sanctions under various anti-terrorism and international peace and security measures.

Purpose: Asset freezes, travel bans, and arms embargoes.

World Bank - Listing of Ineligible Individuals

Contains individuals and organizations debarred from participating in World Bank-financed contracts due to violations of anti-fraud and anti-corruption policies.

Interpol - Most Wanted

Lists individuals wanted by national authorities or international tribunals for extradition. Interpol assists law enforcement agencies globally in locating and apprehending these individuals.

Purpose: Arrest and extradition coordination.

Australia - Registered Offender Registry (M.A.K.O)

A non-governmental registry compiled by the M.A.K.O. organization. It includes individuals convicted of registered offenses such as child abuse or the murder of a child.

Fields: Name, Age, Offense, Occupation, Sentence, Last Known Location.

Note: Not a comprehensive official list.

Australia - Department of Foreign Affairs and Trade (DFAT) Sanctions List

Maintained by DFAT, this list includes individuals and entities identified by Australia or the United Nations as involved in terrorism. Asset holders are legally required to freeze assets of listed persons immediately upon designation.

Australia - Reserve Bank Sanctions List

Published by the Reserve Bank of Australia, this list supports asset freezes targeting individuals involved in terrorism. It includes names from the UN list as well as those designated by Australia's Minister for Foreign Affairs.

Bank of England - Sanctions List

Previously maintained by the Bank of England, this list included individuals subject to UK financial sanctions.

Note: All current UK sanctions are now maintained by HM Treasury.

Data includes: Name, Address, DOB (available in ~35% of records).

Canada - Sanctions List (Office of the Superintendent of Financial Institutions, OSFI)

Lists individuals and entities sanctioned under Canadian law and United Nations anti-terrorism measures. Maintained by OSFI for enforcement across Canadian financial institutions.

European Union - Terrorism Sanctions List

Comprises individuals and groups subject to financial sanctions due to terrorist activity. Maintained by the European Union in line with international counter-terrorism efforts.

United Kingdom - HM Treasury Consolidated List of Financial Sanctions

A comprehensive list of asset freeze targets under UK, EU, and UN financial sanctions regimes.

Includes: Individuals, groups, and entities across all active sanctions regimes.

United Kingdom - HM Treasury Investment Ban List

Specifies individuals and organizations prohibited from receiving investment from UK entities, in alignment with EU sanctions directives.

Hong Kong Securities and Futures Commission (SFC) - Enforcement Actions

Covers disciplinary and enforcement actions against nearly 2,000 individuals and entities for misconduct or criminal activity within the securities and futures industry.

Fields: Name, Date, Enforcement Action.

Monetary Authority of Singapore (MAS) - Enforcement Actions

Includes individuals and firms penalized for breaches of financial regulations or failure to take corrective action after being notified by MAS.

Fields: Name, Enforcement Date, Action Details.

U.S. Department of the Treasury - Palestinian Legislative Council List

Contains 130 members of the Palestinian Legislative Council elected on the party slate of a designated foreign terrorist organization.

Note: These individuals are not on the OFAC SDN List but are subject to transaction rejections under U.S. sanctions regulations.

United Kingdom - Disqualified Directors List

Individuals disqualified under the Company Directors Disqualification Act 1986 for misconduct.

Disqualification prohibits:

• Acting as a company director
• Participating in company formation/management
• Serving as a company liquidator, administrator, receiver, or property manager

Alabama Medicaid - Suspended Providers

Lists individuals and organizations excluded from participating in Alabama's Medicaid program.

Data fields: Name, Occupation, Suspension Date, Suspension Agency.

California Medi-Cal - Suspended and Ineligible Providers

Individuals suspended or deemed ineligible to provide services under the California Medi-Cal program.

Data fields: Physician Name, Address, Provider Number, Action Description, Action Date.

Connecticut Department of Social Services - Administrative Actions

Providers suspended from the Connecticut Medical Assistance Program due to violations of provider agreements. In some cases, sanctions are also issued by the federal Office of Inspector General (OIG), resulting in federal exclusion.

Data fields: Individual Name, Business Name, Specialty, Address, Effective Date, Duration, Action Description.

Delaware Adult Abuse Registry

A registry of individuals with substantiated cases of abuse maintained by Delaware Health and Social Services.

Data fields: Name, ID Number, License Number, Registration Date, Removal Date, Type of Abuse.

Florida Medicaid - Sanctioned Providers

Over 250 providers and individuals sanctioned or terminated while serving Florida Medicaid beneficiaries.

Data fields: Name, Provider Type, Address, License Number, Sanction Date, Violation Code, Sanction Type, Fine Amount.

Hawaii Medicaid - Excluded Providers

Providers barred from offering services under the Hawaii Medicaid program.

Data fields: Name, Medicaid Provider ID, Provider Type, Exclusion Date, Reinstatement Date.

Idaho Medicaid - Exclusion List

More than 100 individuals and entities excluded from Idaho's Medicaid program, with records dating back to the 1990s.

Data fields: Name, Exclusion Date, Exclusion Duration, Additional Details.

Illinois Casino - Exclusion List

Individuals banned from participating in Illinois casino gaming as enforced by the Illinois Gaming Board.

Data fields: Name, DOB, Physical Description, Aliases, Exclusion Date, Reason for Exclusion.

Illinois Office of Inspector General - Sanctioned Providers

Over 1,000 individuals and organizations barred from participating in Illinois Medicaid.

Data fields: Name, Address, License Number, Affiliation, Action Date, Sanction Type.

Kansas Department of Health - Abuse Registry

A public listing of individuals with confirmed findings of abuse, neglect, or exploitation.

Data fields: Name, DOB, Offense, Registration Date.

Kentucky Medicaid - Excluded Providers

Entities and individuals excluded from the Kentucky Medicaid program.

Data fields: Name, Practice Name, Termination Date.

Maryland Medicaid - Exclusion List

Contains over 1,000 excluded providers in Maryland’s Medicaid program.

Data fields: Name, Address, License Number, Specialty, Sanction Date, Sanction Type.

Mississippi Medicaid - Excluded Providers

Providers excluded from delivering services under Mississippi Medicaid.

Data fields: Name, Practice Name, Specialty, Address, Sanction Period.

Missouri Casino - Exclusion List

Individuals excluded from participating in riverboat gambling in Missouri and Illinois.

Data fields: Name, DOB, Address, Physical Description, Exclusion Date, State, Record Date.

Nevada Gaming Control Board - Excluded Persons ("Black Book")

List of individuals barred from entering Nevada casinos.

Data fields: Name, DOB, Alias, Race, Physical Characteristics, Place of Birth, Last Known Location, Occupation, Listing Date, Notes.

New Jersey Casino - Exclusion List

Individuals who must be excluded or removed from any licensed New Jersey casino, typically due to criminal activity or professional misconduct.

Data fields: Name, DOB, Physical Description, Effective Date, Address, Exclusion Description.

New Jersey Department of Treasury - Debarment List

Individuals and businesses barred from contracting with the State of New Jersey, primarily in the medical, vendor, and construction sectors.

Data fields: Name, Address, Debarment Reason, Agency, Effective Date, Expiration Date.

New York Office of the Medicaid Inspector General - Exclusion List

Entities restricted, terminated, or excluded from participating in the New York Medicaid program, including providers not authorized to prescribe or order services.

Data fields: Name, Provider Type, Provider Number, License Number, County, Action Date, Action Type.

Ohio Medicaid - Sanctioned Providers

Excludes individuals/entities from Ohio Medicaid due to violations (not including voluntary resignations).

Data fields: Name, Provider Type, Address, Medicaid Number, Termination Date, Reason, Reinstatement Date.

Ohio Medicaid - Suspended Providers

Lists providers whose agreements are suspended due to criminal indictments related to Medicaid-related misconduct. Suspensions are in effect until criminal proceedings conclude.

Data fields: Name, Company Name, Address, Provider Type, Indictment Date/Code, Final Disposition.

Pennsylvania Medicheck - Precluded Providers

Nearly 2,000 providers precluded from participating in Pennsylvania’s Medical Assistance Program.

Data fields: Provider Name, Business Name, License Number, Status, Start/End Dates, County, List Date, NPI.

South Carolina Medicaid - Excluded Providers

Providers excluded by state or federal action from South Carolina Medicaid programs.

Data fields: Name, NPI, City, State, Zip, Profession, Date of Exclusion.

Tennessee Department of Health - Abuse Registry

Individuals confirmed to have abused or exploited vulnerable persons in Tennessee, required to register with the state.

Data fields: Name, DOB, File Number, License Number, Registration Date, Reporting Department.

Texas Employee Misconduct Registry

Registry of unlicensed personnel barred from employment in DADS-regulated facilities due to abuse, neglect, or exploitation.

Data fields: Name, Address, Registry Date.

Texas HHS Commission - Medicaid and Title XX Provider Exclusion List

Over 6,000 individuals/entities excluded due to fraud, abuse, licensing issues, or federal Medicare/OIG exclusions.

Data fields: Name, License Number, Start Date, Add Date, Reinstatement Date, Comments.